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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED | 2009-06-01 |
Branch Locations
3050 Roadrunner Parkway Suite B, Las Cruces, NM 88011 • United States
303 North Oregon Street, El Paso, TX 79901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Las Cruces | NM | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney | El Paso | TX | 03/2023 | Present |
PART TIME EMPLOYMENT - NEW MEXICO STATE UNIVERSITY, LAS CRUCES, NM 88001. HOLDS TITLE: STATISTICIAN. DUTIES: KEEP STATISTICS FOR FOOTBALL AND MEN'S BASKETBALL GAMES. WORKS 160 HOURS/YEAR AND 0 DURING TRADING HOURS. *47378 : New Mexico State University ; Investment related : No ; Las Cruces ; New Mexico ; Education:Consulting ; Contractor(proprietor, partner, officer, director, employee, trustee, agent) ; 9/2001 ; During business hours : 0 ; After business hours : 10 ; Statistician
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-12 |
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