Tamara K Wiley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 04/2022
  Edward Jones
  Saint Louis, MO
• 04/2022 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Toward Wealth, Llc
  Yorkville, IL
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-04-15 → 2022-04-19
  Edward Jones
  Oswego, IL
  Yorkville, IL
  St Louis, MO
  Aurora, IL
• 2014-05-28 → 2016-04-05
  River Street Advisors, Llc
  Aurora, IL
• 2010-07-01 → 2014-05-15
  Calamos Wealth Management Llc
  Naperville, IL

Other Businesses

1) NAME OF OTHER BUSINESS: TOWARD WEALTH, LLC ; INVESTMENT RELATED: YES; ADDRESS: 201 E VETERANS PKWY, SUITE #8, YORKVILLE, IL, 60560; NATURE OF BUSINESS: FINANCIAL AND INSURANCE SERVICES; START DATE: 32023; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND FIXED ANNUITIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-30
• S63 Uniform Securities Agent State Law Examination
  2001-02-28

Designations

• Certified Financial Planner

Other Names

• Tamara Sue Kingston
• Tamara Kingston Wiley