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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hollis Financial Services, Llc | Mifflintown | PA | 01/2013 | Present |
| Voya Financial Advisors | Mifflin | PA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:HOLLIS FINANCIAL SERVICES, LLC; Yes; 24812 ROUTE 35 N; MIFFLINTOWN; PA; 17059; Financial Services DBA; Producer; OWNER; 1/11/2013; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS. 2. NAME OF ENTITY:Juniata County School District; No; SOUTH 7TH STREET; MIFFLINTOWN; PA; 17054; education; scorekeeper; 3/1/2008; 16; 16; keep scorebook for boys basketball team at local high school 3. NAME OF ENTITY:RENTAL PROPERTY; No; 24812 ROUTE 35 NORTH; MIFFLINTOWN; PA; 17059; RENTAL PROPERTY; LANDLORD; 9/15/2016; 1; 0; RENTING OUT SPACE TO HOLLIS FINANCIAL 4. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 24812 RT 35 N; MIFFLINTONW; PA; 17059; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/3/2005; 160; 160; SALES OF FIXED INSURANCE PRODUCTS; 5. NAME OF OTHER BUSINESS: MIFFLIN COUNTY UNITED SOCCER CLUB, INVESTMENT RELATED: NO, ADDRESS: 1 MANOR DRIVE, LEWISTOWN, PA 17044, NATURE OF BUSINESS: YOUTH SOCCER LEAGUE, START DATE: 07/2024 POSITION/TITLE/RELATIONSHIP: VOLUNTEER ASSISTANT SOCCER COACH, APX NUMBER OF HOURS PER WEEK: 4, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELPING COACH YOUTH SOCCER TEAM;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-09 |
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