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Traci Jean Diblasio

First Citizens Investor Services, Inc.

Charlotte, NC

Weaverville, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-03-12
  • NC RA
    APPROVED
    Since 2018-03-12

Branch Locations

128 S Tryon Street, Charlotte, NC 28202 • United States

176 Weaver Blvd, Weaverville, NC 28787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Charlotte NC 06/2007 02/2018
Wells Fargo Advisors Llc Asheville NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Asheville NC 11/2016 02/2018
First Citizens Investor Services Raleigh NC 02/2018 Present
  • 06/2007 → 02/2018
    Wachovia Bank, N.A.
    Charlotte, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Asheville, NC
  • 11/2016 → 02/2018
    Wells Fargo Clearing Services, Llc
    Asheville, NC
  • 02/2018 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2007-10-05 → 2018-03-13
    Wells Fargo Clearing Services, Llc
    Asheville, NC
    Charlotte, NC
    Weaverville, NC
    Greenville, SC
    Charlotte, NC
  • 2006-01-18 → 2007-05-09
    Key Investment Services Llc
    Bowling Green, OH
    Sandusky, OH
    Brooklyn, OH
  • 2003-09-02 → 2006-01-18
    Keybanc Capital Markets Inc.
    Bowling Green, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-30
  • S66 Uniform Combined State Law Examination
    2001-04-30
Designations

View on SEC IAPD

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