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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2019-01-17 |
| IN | RA | APPROVED | 2013-07-11 |
Branch Locations
1155 South College Mall Road Suite D, Bloomington, IN 47401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Bloomington | IN | 06/2013 | Present |
| Zeichner Holdings Inc. | Bloomington | IN | 12/2013 | Present |
1) Zeichner Holdings Inc | Investment Related:No|1155 S College Mall Road, Suite D|Bloomington|IN|47401|US|Financial Services|Owner|1/1/2014|Less than 20|0|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-12 |
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