David Nathan Hale

Employer firm

Perigon Wealth Management, LLC CRD 131037

$11.3B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 07/2018
  Avondale Partners, Llc
  Nashville, TN
• 04/2018 → Present
  Perigon Wealth Management, Llc
  San Francisco, CA
• 07/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2012-08-15 → 2018-09-05
  Avondale Partners, Llc
  Nashville, TN
  San Francisco, CA
• 2012-07-31 → 2018-07-24
  Avondale Conquest, Llc
  Sausalito, CA
  San Francisco, CA
• 2012-07-02 → 2012-08-20
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  San Francisco, CA
• 2008-09-02 → 2012-07-02
  First Allied Securities, Inc.
  San Francisco, CA
  San Diego, CA
  San Francisco, CA
• 2006-09-01 → 2008-09-16
  Ubs Financial Services Inc.
  San Francisco, CA
• 2001-05-22 → 2006-09-06
  Morgan Stanley Dw Inc.
  San Francisc, CA
  San Francisco, CA

Other Businesses

1.) Mr. Hale is dually-registered with Perigon Wealth Management and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Hale has served as a Wealth Advisor for Perigon Wealth Management LLC since 04/2018 and as a registered representative with PKS since 07/2018. Business is conducted from 201 Mission Street, Suite 1825,San Francisco, CA, USA. Approximately 90% of Mr. Hale's time is spent overseeing business development and client service including portfolio review and recommendations and the balance as a registered representative. 2.) Battle Creek Meadows Ranch, Inc. Director. Timber and Range Management. 5 Hours a month. Zero hours during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-04-19

Designations

• Certified Financial Planner