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Current Employers
First Affirmative Financial Network Llc

5475 Mark Dabling Boulevard Suite 320, Colorado Springs, CO 80918 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2007-07-27
  • MA RA
    APPROVED
    Since 2007-07-27

Branch Locations

West Newton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Affirmative Financial Network, Llc Colorado Springs CO 07/2007 Present
Ameritax Professionals, Inc. Fairhaven MA 01/2009 Present
Previous Registrations
  • 2005-03-09 → 2005-11-21
    Winslow, Evans & Crocker, Inc.
    Boston, MA
Other Businesses

LICENSED INDEPENDENT INSURANCE AGENT; LICENSED TO SELL INSURANCE PRODUCTS THROUGH VARIOUS COMPANIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-18
S63 Uniform Securities Agent State Law Examination 2001-05-15
  • S65 Uniform Investment Adviser Law Examination
    2001-07-18
  • S63 Uniform Securities Agent State Law Examination
    2001-05-15
Designations

View on SEC IAPD

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