Mark Allan Nicholson

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-25
MT	RA	APPROVED	2008-06-24

TX RA
APPROVED_RES

Since 2024-01-25
MT RA
APPROVED

Since 2008-06-24

Branch Locations

283 W. Front Street Suite 101, Missoula, MT 59807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Missoula	MT	01/2001	Present

01/2001 → Present

D.A. Davidson & Co.

Missoula, MT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-23
S63	Uniform Securities Agent State Law Examination	2001-04-19

S65 Uniform Investment Adviser Law Examination

2008-06-23
S63 Uniform Securities Agent State Law Examination

2001-04-19

View on SEC IAPD

Current Employers

D.A. Davidson & Co.

Disclosures

Employment History

Exams

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