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Larry Jack Baugh

Baugh & Associates, LLC

Atlanta, GA

CRD 4340364

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Employer firm

Baugh & Associates, LLC CRD 136342

$294M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Baugh & Associates, Llc

6065 Roswell Rd Suite 980, Atlanta, GA 30328 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-03-16
  • GA RA
    APPROVED
    Since 2018-03-16

Branch Locations

6065 Roswell Rd Suite 980, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baugh & Associates, Llc (And Predecessor Company) Atlanta GA 01/1977 Present
  • 01/1977 → Present
    Baugh & Associates, Llc (And Predecessor Company)
    Atlanta, GA
Other Businesses

1. Trustee of two Life Insurance Trusts; 6065 Roswell Road, Suite 980, Atlanta, GA 30328; since 2007; 20 minutes/year 2. Pugmire Lincoln, Inc. - director of board and corporate secretary, not investment related, 1865 Cobb Parkway, South Marietta, GA 30060; auto dealership; start date 1988; 1 hour/year; give financial advice. 3. Co-Trustee of Trust which owns commercial real estate; 837 South 93rd Street, West Des Moines, IA 50266; start date 12/2012; 15 minutes/month, outside of trading hours; give advice to the other trustee who lives in Iowa. 4. Shaw and Baugh, Inc.: Commercial Real Estate Property Management Co.; 6065 Roswell Road, Suite 980, Atlanta, GA 30328. Properties are owned in various partnerships, LLC's and Tenants in Common; I'm the managing partner, managing member or managing minority owner of these various real estate entities; start date 1977; 8 hours per month, all outside of trading hours.

Designations
  • Chartered Financial Analyst

View on SEC IAPD

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