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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
4000 Hempfield Plaza Blvd Ste 980, Greensburg, PA 15601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc | Delmont | PA | 08/2002 | 03/2017 |
| Mml Investors Services, Llc | Delmont | PA | 03/2017 | 11/2017 |
| Massmutual Life Insurance Company | Delmont | PA | 03/2017 | 11/2017 |
| Prudential Insurance Company Of America | Greensburg | PA | 11/2017 | Present |
| Pruco Securities, Llc. | Greensburg | PA | 11/2017 | 11/2024 |
| Lpl Enterprise, Llc | Canonsburg | PA | 11/2024 | Present |
1) 10/31/2024 - The Rock Financial Services LLC - The OBA is an LLC between me and 2 other Prudential agents. We share a private office. The purpose of this LLC is for paying bills such as Rent, Insurance, Internet, and Phone. This is not a DBA. We do not make money through this LLC. I am the President of the LLC. Patrick is the Treasurer and Thomas is the Secretary - Business Entity for Tax/Investment Purposes Only - Non Inv Related - At Greensburg. PA - Start Date 12/01/2017 - 5hrs/mth - 0hrs/mth During Trading 2) 07/28/2026-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/14/2024-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-23 |
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