Abraham Rawley Otoupal

Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-03-22
WA	RA	APPROVED	2013-09-03

TX RA
APPROVED_RES

Since 2019-03-22
WA RA
APPROVED

Since 2013-09-03

Branch Locations

10400 Ne 4Th St. Suite 400, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Bellevue	WA	09/2013	Present

09/2013 → Present

D.A. Davidson & Co.

Bellevue, WA

Previous Registrations

2012-10-31 → 2013-09-10

Waddell & Reed

Seattle, WA
2009-09-02 → 2012-01-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA
2002-05-23 → 2007-09-04

D.A. Davidson & Co.

Redmond, WA

Redmond, WA

Other Businesses

1) PROVIDENCE, MT ST VINCENT FOUNDATION; NON-INVESTMENT RELATED; 4831 35TH AVE SW, SEATTLE, WA 98126; SENIOR CARE COMMUNITY LIVING; BOARD MEMBER; SINCE 01/17/2014; APPROX 4 HRS/QTR; ATTEND BOARD MEETINGS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-04-06

S66 Uniform Combined State Law Examination

2001-04-06

Other Names

Abe R. Otoupal
Abraham Rawley Otoupal
Abraham R Otoupal
Abraham Otoupal

View on SEC IAPD

Current Employers

D.A. Davidson & Co.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews