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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-02-05 |
Branch Locations
2151 Defense Highway, Suite 10, Crofton, MD 21114 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Crofton | MD | 08/2011 | Present |
| Lpl Financial, Llc | Crofton | MD | 09/2011 | 07/2020 |
| Maryland Financial Group, Inc. | Crofton | MD | 06/2019 | Present |
1. 06/18/2019 - Financial Advocacy Network - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:06/07/2019 - 160 hrs/mo - 8 hrs during trading. 2. 6/25/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/22/2020 - 10 Hours Per Month/2 Hours During Securities Trading. 3. 02/18/2025- Great Valley Advisor Group, Inc- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 01/31/2025- 160 Hours Per Month- 8 Hours During Trading- I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 02/21/2025- Hart Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/31/2025- 160 Hours Per Month- 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-12 |
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