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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-02-05
  • MD RA
    APPROVED
    Since 2025-02-05

Branch Locations

2151 Defense Highway, Suite 10, Crofton, MD 21114 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Crofton MD 08/2011 Present
Lpl Financial, Llc Crofton MD 09/2011 07/2020
Maryland Financial Group, Inc. Crofton MD 06/2019 Present
  • 08/2011 → Present
    Lpl Financial, Llc
    Crofton, MD
  • 09/2011 → 07/2020
    Lpl Financial, Llc
    Crofton, MD
  • 06/2019 → Present
    Maryland Financial Group, Inc.
    Crofton, MD
Previous Registrations
  • 2019-06-07 → 2025-02-19
    Maryland Financial Group, Inc.
    Rockville, MD
    Crofton, MD
Other Businesses

1. 06/18/2019 - Financial Advocacy Network - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:06/07/2019 - 160 hrs/mo - 8 hrs during trading. 2. 6/25/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/22/2020 - 10 Hours Per Month/2 Hours During Securities Trading. 3. 02/18/2025- Great Valley Advisor Group, Inc- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 01/31/2025- 160 Hours Per Month- 8 Hours During Trading- I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 02/21/2025- Hart Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/31/2025- 160 Hours Per Month- 8 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-02
S63 Uniform Securities Agent State Law Examination 2001-03-12
  • S65 Uniform Investment Adviser Law Examination
    2011-09-02
  • S63 Uniform Securities Agent State Law Examination
    2001-03-12
Designations
Other Names
  • Dave Hart

View on SEC IAPD

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