Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-03
FL RA APPROVED 2007-07-16
  • TX RA
    APPROVED_RES
    Since 2009-02-03
  • FL RA
    APPROVED
    Since 2007-07-16

Branch Locations

1401 Manatee Ave W, Bradenton, FL 34205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bradenton FL 06/2007 Present
Bank Of America, N.A. Bradenton FL 03/2015 Present
Previous Registrations
  • 2003-07-01 → 2007-06-25
    Ameriprise Advisor Services, Inc.
    Bradenton, FL
    Bradenton, FL
  • 2003-03-03 → 2003-07-09
    Bradenton, FL
Other Businesses

I*2358259, Entity Type: , Name of OBA: W H. G, Address: Bradenton, Florida, 34209, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 11-Apr-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2445300, Entity Type: , Name of OBA: W H G AND R B G JTWROS , Address: Bradenton, Florida, 34209, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 05/06/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-28
  • S66 Uniform Combined State Law Examination
    2001-02-28
Other Names
  • Tom Edward Grubb
  • Thomas E. Grubb

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bradenton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor