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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-05 |
Branch Locations
3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States
Thousand Oaks, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Century City | CA | 06/2009 | 10/2018 |
| Bank Of America, N.A. | Westlake Village | CA | 06/2011 | 10/2018 |
| First Republic Securities Company, Llc | Los Angeles | CA | 10/2018 | 06/2023 |
| First Republic Investment Management, Inc. | Los Angeles | CA | 10/2018 | 06/2023 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 06/2023 | Present |
I am a registered representative of First Republic Securities Company, LLC, a SEC and FINRA registered broker-dealer. I am also an investment adviser representative of First Republic Investment Management, Inc. (Firm CRD# 108559), an SEC registered investment adviser. The majority of my time is devoted to activities for First Republic Investment Management, Inc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-14 |
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