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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

239 Van Rensselaer Street Floor 2, Buffalo, NY 14210 • United States

Buffalo, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Bank Kenmore NY 10/1988 06/2021
Hsbc Securities (Usa) Inc. Depew NY 08/2021 Present
Hsbc Bank Usa N.A. Depew NY 07/2021 Present
  • 10/1988 → 06/2021
    M&T Bank
    Kenmore, NY
  • 08/2021 → Present
    Depew, NY
  • 07/2021 → Present
    Hsbc Bank Usa N.A.
    Depew, NY
Previous Registrations
  • 2010-11-24 → 2021-06-09
    M&T Securities, Inc.
    Rochester, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Cheektowaga, NY
    Amherst, NY
    North Tonawanda, NY
    Tonawanda, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-22
S63 Uniform Securities Agent State Law Examination 2001-03-15
  • S65 Uniform Investment Adviser Law Examination
    2010-11-22
  • S63 Uniform Securities Agent State Law Examination
    2001-03-15
Other Names
  • Mary Clare Kelley

View on SEC IAPD

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