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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-01-23
TX RA APPROVED_RES 2013-02-06
CA RA APPROVED 2007-09-27
FL RA APPROVED 2001-05-15
  • NJ RA
    APPROVED
    Since 2026-01-23
  • TX RA
    APPROVED_RES
    Since 2013-02-06
  • CA RA
    APPROVED
    Since 2007-09-27
  • FL RA
    APPROVED
    Since 2001-05-15

Branch Locations

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Morristown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch,Pierce,Fenner&Smith Inc Tampa FL 07/2000 Present
  • 07/2000 → Present
    Merrill Lynch,Pierce,Fenner&Smith Inc
    Tampa, FL
Other Businesses

I*: 2641276 Entity Type: Fiduciary role Name of OBA: L. and A. M. Address: Tampa, FL 33635 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 08/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor Trustee for Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-15
  • S66 Uniform Combined State Law Examination
    2001-11-15
Other Names
  • Marnie Ann Maclaren

View on SEC IAPD

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