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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Wilmington | DE | 10/1999 | 09/2025 |
| Avantax Advisory Services | Wilmington | DE | 07/2000 | 09/2025 |
| Geonese & Associates, P.A. | New Castle | DE | 08/2008 | Present |
| Genoese & Associates, P.A. | Wilmington | DE | 08/2008 | Present |
| Avantax Insurance Agency, Llc | Wilmington | DE | 03/2018 | 09/2025 |
| Cetera Wealth Services, Llc | Wilmington | DE | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Leo A Crispi Sr. Family Partnership 4550 New Linden Hill Rd, Suite 100-B~Wilmington~DE~19808~Real Estate/Mortgage/Title Services/Appraisal~Partner/General Partner~10/1/2002~1hrs~0hrs~Manager 2) Genoese & Associates, P.A. 4550 New Linden Hill Rd, Suite 100-B~Wilmington~DE~19808~Tax Preparation/Accounting~President~8/1/2008~160hrs~160hrs~tax prep, business consulting, payroll, bookkeeping, acctg| 3) GENOESE DEVELOPMENT COMPANY POSITION: Partner/General Partner NATURE: Real Estate/Mortgage/Title Services/Appraisal INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/10/1988 ADDRESS: 4550 Linden Hill Rd, Suite 100, Wilmington DE 19808, DESCRIPTION: Bookkeeping, General Partner 4) GENOESE & ASSOCIATES, P.A. POSITION: President NATURE: CPA Firm Services. Tax Preparation/Accounting INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/02/2008 ADDRESS: 4550 Linden Hill Rd., Suite 100, Wilmington DE 19808, DESCRIPTION: Tax Preparation, Tax Planning, Business Consulting, Payroll, Bookkeeping, Accounting. 5) LEO A CRISPI SR. FAMILY PARTNERSHIP POSITION: Partner/General Partner NATURE: Real Estate/Mortgage/Title Services/Appraisal INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/25/2002 ADDRESS: 4550 Linden Hill Rd,, Suite 100, Wilmington DE 19808, United States DESCRIPTION: General Partner / Manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-19 |
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