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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-07-05
  • PA RA
    APPROVED
    Since 2016-07-05

Branch Locations

3939 West Ridge Road Ste B-8, Erie, PA 16506 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty, Inc Erie PA 10/2006 Present
Bankers Life Securities, Inc Erie PA 06/2016 Present
Bankers Life Advisory Services, Inc Erie PA 07/2016 Present
  • 10/2006 → Present
    Bankers Life & Casualty, Inc
    Erie, PA
  • 06/2016 → Present
    Bankers Life Securities, Inc
    Erie, PA
  • 07/2016 → Present
    Erie, PA
Previous Registrations
  • 2008-01-16 → 2009-11-12
    Peak Securities Corporation
    Erie, PA
    Largo, FL
  • 2006-11-06 → 2007-07-25
    Uvest Financial Services Group, Inc.
    Erie, PA
    Charlotte, NC
  • 2006-06-01 → 2006-07-13
    Invest Financial Corporation
    Erie, PA
  • 2004-01-01 → 2006-03-06
    Mckean, PA
    Erie, PA
    Erie, PA
    Erie, PA
  • 2003-05-30 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Erie, PA
Other Businesses

1. BANKERS LIFE & CASUALTY; 3939 W RIDGE ROAD, SUITE B-8, ERIE, PA 16506; INSURANCE AGENT; SALES & SERVICE OF INSURANCE PRODUCTS; START-10/2006; 200 HRS/MONTH. 2. JOHN BAMBERGER; 2628 COCHRAN ST, ERIE, PA 16508; PROPERTY OWNER; LANDLORD, DELEGATE REPAIRS, PROCESS APPLICATIONS; START-02/1991; 4 HRS/MONTH. BANKERS LIFE & CASUALTY, INC POSITION: AGENT NATURE: MARKETING AND SALES OF INDEX ANNUITIES AND OTHER INSURANCE PRODUCTS INVESTMENT RELATED: NO NUMBER OF HOURS: 200 INVESTMENT RELATED HOURS: 150 START DATE: 10/06/2006 ADDRESS: 3939 WEST RIDGE RD. SUITE B-8, ERIE PA 16506 DESCRIPTION: MARKETING AND SALES OF INSURANCE PRODUCTS BANKERS LIFE & CASUALTY POSITION: INSURANCE AGENT NATURE: SALE OF FIXED INSURANCE AND ANNUITY PRODUCTS INVESTMENT RELATED: YES NUMBER OF HOURS: 200 INVESTMENT RELATED HOURS: 200 START DATE: 10/06/2006 ADDRESS: 3939 WEST RIDGE ROAD, SUITE B8, ERIE PA 16506 DESCRIPTION: SELL FIXED INSURANCE AND ANNUITY PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-26
S63 Uniform Securities Agent State Law Examination 2001-03-17
  • S65 Uniform Investment Adviser Law Examination
    2002-09-26
  • S63 Uniform Securities Agent State Law Examination
    2001-03-17
Other Names
  • John P. Bamberger

View on SEC IAPD

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