Gene Alen De Young

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 11/2017 → 07/2018
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2018 → Present
  Independent Financial Group
  Arcadia, CA

Previous Registrations

• 2017-11-01 → 2018-07-06
  Cetera Wealth Services, Llc
  Arcadia, CA
  Glendora, CA
• 2008-06-13 → 2017-11-01
  Girard Securities, Inc.
  Arcadia, CA
  Glendora, CA
  San Diego, CA
• 2007-12-06 → 2008-06-13
  Osaic Services, Inc.
  Arcadia, CA
• 2003-09-11 → 2007-05-18
  Td Ameritrade, Inc.
  Pasadena, CA
  Pasadena, CA
• 2006-04-25 → 2007-05-18
  Td Ameritrade Investment Management, Llc
  Pasadena, CA

Other Businesses

(1) INVESTMENT ADVISOR REPRESENTATIVE FOR DBA "PROFESSIONAL ADVISORY SERVICES" SINCE 2007. INVESTMENT RELATED. APPROXIMATELY 85% TIME SPENT. ACTIVITY CONDUCTED AT BUSINESS ADDRESS OF RECORD. (2) Rental Property POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2005 ADDRESS: 1029 E. Edgecomb St., Covina CA 91724, United States DESCRIPTION: 100% OWNER OF RENTAL PROPERTY (3) GENE DE YOUNG, INC. POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2008 ADDRESS: 255 E. Santa Clara St., Ste. 300, Arcadia CA 91006, United States DESCRIPTION: CA INSURANCE AGENT AND 100% OWNER OF GENE DE YOUNG INC, PROVIDING VARIOUS TYPES OF INSURANCE PRODUCTS. (4) TEAM REFERRAL NETWORK POSITION: Volunteer NATURE: Referral Services INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2017 ADDRESS: 5901 Old Wheeler Rd., La Verne CA 91750, United States DESCRIPTION: As member of organization attend meetings and refer business to other members and receive referrals from them as a means of generating business. Currently volunteering as Chapter Vice President. Monitor flow of referrals, monitor new member recruitment and partner with other members to grow our chapter membership. Do not share involvement in chapter finances or other money activities. (5) NICOLE & GENE DE YOUNG POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2005 ADDRESS: 3257 Orchid Way, Prescott AZ 86305, United States DESCRIPTION: 100% OWNER OF RENTAL PROPERTY (6) GENE & NICOLE DE YOUNG AIRBNB POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 07/23/2021 ADDRESS: 22365 Pine Dr., Cedarpines Park CA 92322, United States DESCRIPTION: Oversee & monitor hired property management firm, Turnkey Properties, as they market our vacation home to short-term renting clients. (7) GENE DE YOUNG, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2008 ADDRESS: 9369 Placer Street, Rancho Cucamonga CA 91730, United States DESCRIPTION: Oversee all operations as well as leadership of firm as an S-Corporation. (8) NICOLE & GENE DE YOUNG POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2005 ADDRESS: 9369 Placer Street, Rancho Cucamonga CA 91730, United States DESCRIPTION: Share in making executive decisions with regards to a single family homes: real estate investment properties, with the goal of realizing profitable outcomes. (9) NICOLE & GENE DE YOUNG POSITION: Along with spouse, serve as owner and landlords of two residential rental properties. One in AZ & one in CA. NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2023 ADDRESS: 22365 Pine Dr., Cedarpines Park CA 92322, United States DESCRIPTION: Monitor business activities of third party property management firms that have been hired to address rental / tenant business. (10) MOUNTAIN VIEW INVESTMENTS POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/15/2025 ADDRESS: 9369 Placer St., Ste. 300, Rancho Cucamonga CA 91730, United States DESCRIPTION: Providing RR & IAR licensed securities, and investment advice offerings to clients seeking financial investment guidance.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-30
• S63 Uniform Securities Agent State Law Examination
  2001-03-23

Other Names

• Gene Alen Deyoung