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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-11-03 |
Branch Locations
7139 W Deschutes Ave Ste 101, Kennewick, WA 99336 • United States
Prosser, WA • United States
6 S 2Nd St Ste 722, Yakima, WA 98901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Crest Planning | Kennewick | WA | 08/2012 | 10/2019 |
| Centaurus Financial Inc. | Anaheim | CA | 05/2013 | 10/2019 |
| Rbc Capital Markets, Llc. | Richland | WA | 10/2019 | 11/2023 |
| Ameriprise Financial Services, Llc | Kennewick | WA | 11/2023 | Present |
Board of Directors; Princess Theatre Board; Business Manager; 1228 Meade Ave, , Prosser, WA, 99350; Not Investment-Related; 06/01/2023; 20 to 39 hours per month; 1 to 9 during trading hours. Outside Employment; Sullivan & Blodgett Inc.; I have no roles or responsibilities in this outside business. I get my paycheck from this entity.; Manage advisory business; 7139 W Deschutes Ave, Ste 101, Kennewick, WA, 99336; Investment-Related; 11/03/2023; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-19 |
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