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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-06-30
  • NH RA
    APPROVED
    Since 2022-06-30

Branch Locations

255 Bear Hill Rd, Waltham, MA 02451 • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Marlborough MA 01/2008 12/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 12/2021
Gwfs Equities Inc Waltham MA 06/2022 Present
Fidelity Investments Merrimack NH 01/2022 06/2022
  • 01/2008 → 12/2021
    Fidelity Brokerage Services Llc
    Marlborough, MA
  • 07/2018 → 12/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 06/2022 → Present
    Gwfs Equities Inc
    Waltham, MA
  • 01/2022 → 06/2022
    Fidelity Investments
    Merrimack, NH
Previous Registrations
  • 2018-07-13 → 2022-01-10
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2009-12-22 → 2018-07-13
    Merrimack, NH
    Merrimack, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-29
S63 Uniform Securities Agent State Law Examination 2001-03-15
  • S66 Uniform Combined State Law Examination
    2010-04-29
  • S63 Uniform Securities Agent State Law Examination
    2001-03-15
Other Names
  • Michael Edward Geraghty
  • Michael Edward Geraghty
  • Michael Edward Geraghty

View on SEC IAPD

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