Shawn Michael Thompson

Empower Advisory Group, LLC

Greenwood Village, CO

Claim This Profile

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-02-03

NC RA
APPROVED

Since 2026-02-03

Branch Locations

Charlotte, NC • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Fort Mill	SC	11/2007	10/2020
Empower Financial Services, Inc	Greenwood Village	CO	09/2024	Present
Alight	Charlotte	NC	12/2020	02/2022
Retirement Clearinghouse	Charlotte	NC	02/2022	06/2024
Unemployed	Charlotte	NC	06/2024	09/2024
Unemployed	Charlotte	NC	10/2020	12/2020
Empower Advisory Group, Llc	Greenwood Village	CO	12/2025	Present

11/2007 → 10/2020

Lpl Financial

Fort Mill, SC
09/2024 → Present

Empower Financial Services, Inc

Greenwood Village, CO
12/2020 → 02/2022

Alight

Charlotte, NC
02/2022 → 06/2024

Retirement Clearinghouse

Charlotte, NC
06/2024 → 09/2024

Unemployed

Charlotte, NC
10/2020 → 12/2020

Unemployed

Charlotte, NC
12/2025 → Present

Empower Advisory Group, Llc

Greenwood Village, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-12-13
S63	Uniform Securities Agent State Law Examination	1999-09-03

S66 Uniform Combined State Law Examination

2025-12-13
S63 Uniform Securities Agent State Law Examination

1999-09-03

Other Names

Shawn Michael Thompson
Shawn Thompson

View on SEC IAPD

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor