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Matthew Robert Hoogterp

Usa Financial Securities LLC

Ada, MI

CRD 4338563

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Employer firm

Usa Financial Securities LLC CRD 103857

$297M regulatory AUM 374 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-12-03
IA RA APPROVED 2005-01-27
  • MI RA
    APPROVED
    Since 2014-12-03
  • IA RA
    APPROVED
    Since 2005-01-27

Branch Locations

6020 E. Fulton Street, Ada, MI 49301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usa Financial Corporation Ada MI 07/2000 Present
  • 07/2000 → Present
    Usa Financial Corporation
    Ada, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-06
S63 Uniform Securities Agent State Law Examination 2001-05-15
  • S65 Uniform Investment Adviser Law Examination
    2003-03-06
  • S63 Uniform Securities Agent State Law Examination
    2001-05-15

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
IM WEALTH
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

Michael J Sonday
Rishi Acharya
JEFFREY BODEAU MCPHERSON

Nearby Offices

J.P. MORGAN SECURITIES LLC · ADA, MI
IM WEALTH · ADA, MI
COMMONWEALTH FINANCIAL NETWORK · Ada, MI

More in Ada, MI

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