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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-30 |
| NC | RA | APPROVED | 2010-03-31 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 03/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
DAUS CGV 403 LLC, INV RELATED, MATTHEWS, NC, 100% OWNER, START: 7/2017, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: MANAGING MEMBER OF BEACH RENTAL CONDO. DAUS TIMBER II JEFFERSON LLC, INV RELATED, MATTHEWS, NC, 100% OWNER, START: 6/2017, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: MANAGING MEMBER. RAW TIMBER LAND, INVT RELATED, KERSHAW, SC, 100% OWNERSHIP, START DATE 9/3/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER OF TIMBER LAND. RENTAL PROPERTY, INVT RELATED, MONROE, NC, 100% OWNERSHIP, START DATE 1/31/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL CONDO. RAW TIMBER LAND, INVT RELATED, MOUNT CROGHAN, SC, 100% OWNERSHIP, START DATE 3/4/2024, 3 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF TIMBER LAND.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-29 |
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