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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

2356 Gold Meadow Way Suite 140, Gold River, CA 95670 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Next Financial Group Inc Houston TX 12/2008 08/2019
Cetera Advisors Llc Denver CO 08/2019 Present
Pwa Financial Gold River CA 01/2003 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 12/2008 → 08/2019
    Next Financial Group Inc
    Houston, TX
  • 08/2019 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2003 → Present
    Pwa Financial
    Gold River, CA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2008-12-23 → 2019-08-02
    Next Financial Group, Inc.
    Houston, TX
    Gold River, CA
    Houston, TX
  • 2003-11-20 → 2008-12-26
    Eplanning Advisors Inc
    Santa Rosa, CA
    Roseville, CA
Other Businesses

NAME OF OTHER BUSINESS: PWA FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2003; POSITION/TITLE/RELATIONSHIP: OWNER / SENIOR WEALTH MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND RETIREMENT PLAN SERVICES; NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/2019; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE; NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: N ADDRESS: 8801 ROUNDTABLE CT FAIR OAKS CA 95628; NATURE OF BUSINESS: PERSONAL COLLECTION OF SPORTS MEMORABILIA. SELL TO CONSOLIDATE OR UPGRADE COLLECTION. START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: SPORTS COLLECTIBLES APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I HAVE COLLECTED SPORTS MEMORABILIA AND SPORTS CARDS FOR MOST OF MY LIFE. I AM STARTING TO SELL/TRADE SOME TO CONSOLIDATE, REDUCE OR PURCHASE OTHER MEMORABILIA. I BUY OR LIST ITEMS PREDOMINANTLY ON EBAY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-04-16
  • S66 Uniform Combined State Law Examination
    2001-04-16
Designations
Other Names
  • Scott Tomei

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