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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-12-15
TX RA APPROVED 2021-12-10
  • GA RA
    APPROVED
    Since 2021-12-15
  • TX RA
    APPROVED
    Since 2021-12-10

Branch Locations

780 Johnson Ferry Road Suite 600, Atlanta, GA 30342 • United States

Conyers, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 11/2017
Wells Fargo Clearing Services, Llc New York NY 11/2017 12/2021
Equitable Advisors New York NY 12/2021 Present
Previous Registrations
Other Businesses

OUTSIDE INSURANCE: Guardian; Property Rental, Owner, 148 SW 7th CT Pompano Beach, FL, 33060. Conyers Rockdale Chamber of Commerce 936 Green Street Conyers GA 30012, Ambassador and Member, Attend functions such as ribbon cutting for new members. Encourage local business owners to become members while attending a monthly networking breakfast the 1st Wednesday of each month. 08/06/2925. 3HRS/MO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-21
  • S66 Uniform Combined State Law Examination
    2001-09-21
Other Names
  • Kirk G Welcome

View on SEC IAPD

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