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Current Employers
Keystone Financial Group, Llc

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-10-16
  • KY RA
    APPROVED
    Since 2017-10-16

Branch Locations

2201 Regency Road, Suite 304, Lexington, KY 40503 • United States

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-06
KY RA APPROVED 2002-01-23
  • TX RA
    APPROVED_RES
    Since 2009-10-06
  • KY RA
    APPROVED
    Since 2002-01-23

Branch Locations

2201 Regency Road Suite 304, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Corp Lexington KY 01/2002 Present
Lpl Financial Llc Lexington KY 02/2006 Present
Keystone Financial Group, Llc Lexington KY 08/2017 Present
Other Businesses

(1) 01/16/2002: No Business Name - DBA for LPL Business (entity for LPL business) - JR YOUNG CO INC. - INV REL - At Reported Business Location(s) - 75% Time Spent (2) 12/14/2009: No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) - Sell fixed products outside of LPL. - 15% Time Spent (3) 07/07/2015: Young Brothers Farms LLC - farm - NOT INV REL - Start 07/01/2015 - 1256 Young Farm Road, Caneyville, KY 40503 - I own 50% of this LLC. This was developed from a farm that my brother and I inherited from my father. We set up a LLC in order to protect this from creditors. - 15 Hr/Mo; 0 Hours During Securities Trading - Co-Owner of Farm - Young Brothers Farms LLC (4) 06/30/2016: J. R. Young Co. Inc. - Insurance Agency - J. R. Young Co. Inc. - INV REL - Start 01/01/1975 - 2201 Regency Road, Suite 304, Lexington, KY 40503 - We transact life insurance, disability insurance and occasionally long term care insurance and fixed annuities under the name of J. R. Young Co. Inc. No other person has interest in this company. It is a registered insurance agency. This is not an RIA. - 25 Hr/Mo; 1 Hour During Securities Trading - Insurance Agency (5) 3/6/2018 - Keystone Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date:11/1/2017 - 175 Hours Per Month/8 Hours During Trading. (6) 05/09/2024 - FLMST Capital Management Group, LLC - For-Profit Board Member - Not Investment Related - Home Based - Start Date 08/01/2022 - 5 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-06
  • S66 Uniform Combined State Law Examination
    2001-07-06

View on SEC IAPD

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