Thuy Doan West

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Town And Country, MO

Previous Registrations

• 2010-06-04 → 2013-02-13
  Morgan Keegan & Company, Llc
  St. Louis, MO
  Town And Country, MO
• 2009-10-23 → 2010-06-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ladue, MO
  Chesterfield, MO
• 2004-07-02 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Chesterfield, MO
  Chesterfield, MO
  Wentzville, MO
  Wentzville, MO

Exams

• S66 Uniform Combined State Law Examination
  2004-07-01
• S63 Uniform Securities Agent State Law Examination
  2001-04-17

Other Names

• Cindy Doan