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Thuy Doan West

Raymond James & Associates, Inc.

St Louis, MO

Weldon Spring, MO

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-07
MO RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2020-07-07
  • MO RA
    APPROVED
    Since 2013-02-13

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Weldon Spring, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Town And Country MO 02/2013 Present
Previous Registrations
  • 2010-06-04 → 2013-02-13
    Morgan Keegan & Company, Llc
    St. Louis, MO
    Town And Country, MO
  • 2009-10-23 → 2010-06-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Ladue, MO
    Chesterfield, MO
  • 2004-07-02 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Chesterfield, MO
    Chesterfield, MO
    Wentzville, MO
    Wentzville, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-01
S63 Uniform Securities Agent State Law Examination 2001-04-17
  • S66 Uniform Combined State Law Examination
    2004-07-01
  • S63 Uniform Securities Agent State Law Examination
    2001-04-17
Other Names
  • Cindy Doan

View on SEC IAPD

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