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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-29 |
| SD | RA | APPROVED | 2008-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rapid City | SD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rapid City | SD | 11/2016 | Present |
ADAM MARCUS LLC; INVESTMENT RELATED; LEAD, SD; LLC FOR VACATION RENTAL PROPERTY; 100% OWNERSHIP; START DATE = 12/01/2013; NO TIME DEVOTED. MARCUS FARMS, LLC, NOT INVT RELATED, HURON, SD, 1% OWNERSHIP, START DATE 1/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, TALK ABOUT HUNTING. ARROWHEAD COUNTRY CLUB; NOT INV. RELATED; RAPID CITY; SD; BOARD OF TRUSTEES; START DATE 4/2021; 0 HRS DURING TRADING; DUTIES: ATTEND METINGS TO DISCUSS THE LONGER TERM VISION FOR THE CLUB. | MARCUS BROTHERS, LLC; INV RELATED; RAPID CITY, SD; 33.4% OWNERSHIP; 06/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; INVEST IN PRIVATE EQUITY AS SILENT PARTNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-28 |
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