Jason Andrew Prattes

Employer firm

Prattes Wealth Partners CRD 298746

$244M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 10/2019
  Lpl Financial, Llc
  Newport Beach, CA
• 10/2018 → Present
  Jason A Prattes Financial Inc
  Newport Beach, CA

Previous Registrations

• 2014-09-03 → 2019-10-18
  Pence Wealth Management, Inc.
  Newport Beach, CA
• 2010-11-30 → 2019-10-02
  Lpl Financial Llc
  Fort Mill, SC
  Carlsbad, CA
  Bryan, OH
  Aliso Viejo, CA
  Newport Beach, CA
  Huntington Beach, CA
• 2012-01-05 → 2013-08-13
  Financial Advocates Investment Management
  Olympia, WA
• 2008-09-03 → 2010-11-30
  Nrp Advisors, Inc.
  Capistrano Beach, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-02
• S63 Uniform Securities Agent State Law Examination
  2005-01-21