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Jason Andrew Prattes

Prattes Wealth Partners

Newport Beach, CA

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Current Employers
Prattes Wealth Partners

620 Newport Center Drive, Suite 1100, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-11
TX RA APPROVED_RES 2020-02-21
LA RA APPROVED 2020-01-21
  • CA RA
    APPROVED
    Since 2025-12-11
  • TX RA
    APPROVED_RES
    Since 2020-02-21
  • LA RA
    APPROVED
    Since 2020-01-21

Branch Locations

620 Newport Center Drive, Suite 1100, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Newport Beach CA 11/2010 10/2019
Jason A Prattes Financial Inc Newport Beach CA 10/2018 Present
  • 11/2010 → 10/2019
    Lpl Financial, Llc
    Newport Beach, CA
  • 10/2018 → Present
    Jason A Prattes Financial Inc
    Newport Beach, CA
Previous Registrations
  • 2014-09-03 → 2019-10-18
    Pence Wealth Management, Inc.
    Newport Beach, CA
  • 2010-11-30 → 2019-10-02
    Lpl Financial Llc
    Fort Mill, SC
    Carlsbad, CA
    Bryan, OH
    Aliso Viejo, CA
    Newport Beach, CA
    Huntington Beach, CA
  • 2012-01-05 → 2013-08-13
    Financial Advocates Investment Management
    Olympia, WA
  • 2008-09-03 → 2010-11-30
    Nrp Advisors, Inc.
    Capistrano Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-09-02
S63 Uniform Securities Agent State Law Examination 2005-01-21
  • S65 Uniform Investment Adviser Law Examination
    2008-09-02
  • S63 Uniform Securities Agent State Law Examination
    2005-01-21

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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