Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2025-08-07
WY RA APPROVED 2025-08-06
  • ND RA
    APPROVED
    Since 2025-08-07
  • WY RA
    APPROVED
    Since 2025-08-06

Branch Locations

1139 Rumsey Ave, Cody, WY 82414-3661 • United States

900 Coburn Ave, Worland, WY 82401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Forward Grand Forks ND 07/2012 12/2022
Investment Centers Of America Grand Forks ND 07/2012 10/2017
Commonwealth Financial Network San Diego CA 10/2017 12/2022
Ameriprise Financial Services, Llc Worland WY 02/2025 Present
Northland Community & Technical College East Grand Forks MN 07/2022 Present
  • 07/2012 → 12/2022
    Invest Forward
    Grand Forks, ND
  • 07/2012 → 10/2017
    Investment Centers Of America
    Grand Forks, ND
  • 10/2017 → 12/2022
    San Diego, CA
  • 02/2025 → Present
    Worland, WY
  • 07/2022 → Present
    Northland Community & Technical College
    East Grand Forks, MN
Previous Registrations
  • 2017-10-06 → 2023-01-06
    Crookston, MN
    Grand Forks, ND
    Grand Forks, ND
    Bemidji, MN
  • 2012-07-10 → 2017-10-06
    Investment Centers Of America, Inc.
    Crookston, MN
    Grand Forks, ND
    Grand Forks, ND
  • 2009-08-17 → 2012-06-05
    Crookston, MN
  • 2009-02-17 → 2009-08-07
    Invest Financial Corporation
    Minot, ND
  • 2008-01-22 → 2009-02-02
    Wells Fargo Investments, Llc
    Minot, ND
Other Businesses

Outside Employment; LFP Consulting, LLC; Operating entity for payroll and benefits.; Operating entity for payroll and benefits.; 125 Buckskin Ave Suite 200, , Bismarck, ND, 58503; Not Investment-Related; 03/03/2025; 60 hours per month; 60 during trading hours / Minnesota State Colleges and Universities - Northland Community & Technical College; College Faculty - providing instruction for business courses and corporate training. Developing appropriate curriculum for assigned courses, assessing activities, monitoring progress, and respond to student inquiries.; Education - Community College general business education instruction.; 2022 Central Ave NE, , East Grand Forks, MN, 56721; Not Investment-Related; 05/26/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-04
  • S66 Uniform Combined State Law Examination
    2025-08-04
Other Names
  • Stephanie Carlisle
  • Stephanie Leduc

View on SEC IAPD

More in Cody, WY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor