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Francesco Federico

Wells Fargo Clearing Services, LLC

Paramus, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-08
NJ RA APPROVED 2018-07-25
  • TX RA
    APPROVED
    Since 2018-10-08
  • NJ RA
    APPROVED
    Since 2018-07-25

Branch Locations

461 From Road Suite 101, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner, And Smith Incorporated Westwood NJ 10/2013 12/2016
Bank Of America, N.A. Westwood NJ 10/2013 12/2016
Pnc Bank Closter NJ 12/2016 04/2017
Pnc Investments Closter NJ 12/2016 04/2017
Jp Morgan Chase Bank Franklin Lakes NJ 05/2017 07/2018
Jp Morgan Securities, Llc Franklin Lakes NJ 05/2017 07/2018
Wells Fargo Clearing Services, Llc Summit NJ 07/2018 Present
  • 10/2013 → 12/2016
    Merrill Lynch, Pierce, Fenner, And Smith Incorporated
    Westwood, NJ
  • 10/2013 → 12/2016
    Bank Of America, N.A.
    Westwood, NJ
  • 12/2016 → 04/2017
    Pnc Bank
    Closter, NJ
  • 12/2016 → 04/2017
    Pnc Investments
    Closter, NJ
  • 05/2017 → 07/2018
    Jp Morgan Chase Bank
    Franklin Lakes, NJ
  • 05/2017 → 07/2018
    Jp Morgan Securities, Llc
    Franklin Lakes, NJ
  • 07/2018 → Present
    Wells Fargo Clearing Services, Llc
    Summit, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-03
  • S66 Uniform Combined State Law Examination
    2010-09-03
Other Names
  • Frank Federico
  • Frank Federico
  • Frank Federico

View on SEC IAPD

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STEWARD PARTNERS INVESTMENT ADVISORY, LLC
SANCTUARY ADVISORS, LLC
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JEREMY DAVID BROWER
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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ

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