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Scott David Brody

Morgan Stanley

Boca Raton, FL

Wellesley, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-04
TX RA APPROVED_RES 2020-04-08
CT RA APPROVED 2010-11-18
  • FL RA
    APPROVED
    Since 2023-01-04
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • CT RA
    APPROVED
    Since 2010-11-18

Branch Locations

Boca Raton, FL • United States

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney, Llc Wellesley MA 09/2010 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 09/2010 → Present
    Morgan Stanley Smith Barney, Llc
    Wellesley, MA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-17
S63 Uniform Securities Agent State Law Examination 2001-02-24
  • S66 Uniform Combined State Law Examination
    2010-11-17
  • S63 Uniform Securities Agent State Law Examination
    2001-02-24

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