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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-05-19
TX RA APPROVED 2020-05-19
  • IA RA
    APPROVED
    Since 2020-05-19
  • TX RA
    APPROVED
    Since 2020-05-19

Branch Locations

2229 E Grantview Lane #1, Coralville, IA 52241 • United States

Coralville, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Business And Financial Strategies, Llc Coralville IA 12/2008 Present
Voya Financial Advisors Coralville IA 09/2014 05/2020
Cambridge Investment Research, Inc. Fairfield IA 05/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2020 Present
  • 12/2008 → Present
    Business And Financial Strategies, Llc
    Coralville, IA
  • 09/2014 → 05/2020
    Voya Financial Advisors
    Coralville, IA
  • 05/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2010-10-08 → 2020-05-29
    Cedar Rapids, IA
    West Branch, IA
    Coralville, IA
    Iowa City, IA
    Des Moines, IA
    Cedar Rapids, IA
    Hiawatha, IA
    Cedar Rapids, IA
Other Businesses

1) 245 KINGSTON, LLC, 2312 DEMPSTER DR, CORALVILLE, IA, 04/2019, CO-OWNER, RENTAL PROPERTY, NIR, 2 HR/MO, 0 HR/MO TRADING. 2) M & W PROPERTIES, LLC, PO BOX 5152 CORALVILLE, IA, 02/2003, CO-OWNER, RENTAL PROPERTY, NIR, 5 HR/MO, 0 HR/MO TRADING. 3) MH LEGACY, LLC, 2312 DEMPSTER DR, CORALVILLE, IA, 08/2016, CO-OWNER, RENTAL PROPERTY, NIR, 2 HR/MO, 0 HR/MO TRADING. 4) SKWM, LLC, 2312 DEMPSTER DR, CORALVILLE, IA, 03/2019, CO-OWNER, RENTAL PROPERTY, NIR, 1 HR/YR, 0 HR/YR TRADING. 5) DP LEGACY, LLC, 2312 DEMPSTER DR, CORALVILLE, IA, 11/2017, CO-OWNER, RENTAL PROPERTY, NIR, 1 HR/, 0 HR/YR TRADING. 6) CMW PROPERTIES, LLC, 2312 DEMPSTER DR, CORALVILLE, IA, 11/2015, CO-OWNER, RENTAL PROPERTY, NIR, 2 HR/YR, 0 HR/YR TRADING. 7) SAGE LEGACY, LLC, 2312 DEMPSTER DR, CORALVILLE, IA, 10/2019, OWNER, VACATION RENTAL PROPERTY, NIR, 1 HR/MO, 0 HR/MO TRADING. 8) BUSINESS & FINANCIAL STRATEGIES, LLC., 2229 E GRANTVIEW LANE, #1, CORALVILLE, IA, 03/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO, 4 HR/MO TRADING. 9) BFS RE, LLC, 2229 E GRANTVIEW LANE, #1, CORALVILLE, IA, 02/2020, CO-OWNER, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 10) BUSINESS AND FINANCIAL STRATEGIES, 2229 E GRANTVIEW LANE, #1, CORALVILLE, IA, 01/2019, OWNER, DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 11) PROOFREADING PAL, LLC, 105 IOWA AVE, UNIT 214, IOWA CITY, IA, 04/2012, CO-OWNER, WEB-BASED PROOFREADING SERVICE, NIR, 1 HR/MO, 0 HR/MO TRADING. 12) TRANSLATION PAL, LLC, 105 IOWA AVE, UNIT 214, IOWA CITY, IA, CO-OWNER, WEB-BASED PROOFREADING SERVICE, NIR, 1 HR/YR, 0 HR/YR TRADING. 13) SPORTSMAN PARKING, LLC, 2312 DEMPSTER DR, CORALVILLE, IA, 10/2013, CO-OWNER, REAL ESTATE, NIR, 2 HR/MO, 0 HR/MO TRADING. 14) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 05/2020, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. 15) BFS FAIRFIELD, LLC, 107 E WASHINGTON AVE, FAIRFIELD, IA 52556, 01/2022, OWNER, DBA, INV REL, 12 HR/MO, 6 HR/MO TRADING. 16) 319 AMI, LLC, 2312 Dempster DR, CORALVILLE, IA, 02/2022, CO-OWNER, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 17) PINE AMI, LLC, 2312 Dempster DR, CORALVILLE, IA, 02/2022, CO-OWNER, REAL ESTATE, NIR, 0 HR/MO, 0 HR/MO TRADING. 18) MCLAUGHLIN HOLDINGS, LLC, CORALVILLE, IA, 06/2022, OWNER, REAL ESTATE, NIR, 1 HR/MO, 1 HR/MO TRADING. 19) 220 LEGACY, LLC, 530 W 19TH ST, #301, WHITEFISH, MT, 12/2022, OWNER, REAL ESTATE, NIR, 1 HR/MO, 0 HR/MO TRADING. 20) BFS CORALVILLE LLC, 2229 E GRANTVIEW LN, STE 1, CORALVILLE, IA, 01/2023, OWNER, DBA, NIR, 10 HR/MO, 10 HR/MO TRADING. 21) BFS KALONA LLC, 208 5TH ST, KALONA, IA, 01/2024, OWNER, DBA, INV REL, 5 HR/MO, 5 HR/MO TRADING. 22) BFS KALONA REAL ESTATE LLC, 208 5TH ST, KALONA, IA, 01/2024, OWNER, REAL ESTATE, NIR, 1 HR/MO, 1 HR/MO TRADING. 23) JJP 2, LLC, 4140 Grand Ave., Des Moines IA 50312, United States, 12/02/2024, Owner, Owner/Partner of a Business Entity, INV REL, 2 HR/MO, 1 HR/MO TRADING. 24) FINANCIAL INTEGRATORS, 4140 Grand Ave., Des Moines IA 50312, United States, 01/02/2025, Partner, DBA Name, INV REL, 180 HR/MO, 140 HR/MO TRADING. 25) MAC FI HOLDINGS, LLC, 2312 Dempster Dr, Coralville IA 52241, United States, START DATE 01/2026, President, Owner/Partner of a Business Entity, NIR, HR/MO 160, HR/MO TRADING 160

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-30
S63 Uniform Securities Agent State Law Examination 2001-02-26
  • S65 Uniform Investment Adviser Law Examination
    2010-09-30
  • S63 Uniform Securities Agent State Law Examination
    2001-02-26

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