Jason Scott Swedo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 03/2017
  Astor Investment Management Llc
  Chicago, IL
• 07/2015 → 03/2017
  Northern Lights Distributors, Llc
  Omaha, NE
• 03/2017 → 06/2021
  Voya Financial Advisors
  Barrington, IL
• 01/2017 → Present
  Jd Power
  Troy, MI
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-03-07 → 2021-06-09
  Voya Financial Advisors, Inc.
  Inverness, IL
  Brooklyn Park, MN
  Windsor, CT
• 2015-08-10 → 2017-03-06
  Astor Investment Management Llc
  Chicago, IL
• 2015-02-25 → 2015-03-18
  Cedar Capital, Llc
  Glen Ellyn, IL
• 2014-01-02 → 2014-10-20
  Astor Investment Management Llc
  Chicago, IL
• 2013-07-19 → 2014-01-08
  B. Riley Wealth Advisors, Inc.
  Chicago, IL
• 2012-06-07 → 2013-07-15
  Astor Asset Management Llc
  Chicago, IL
• 2010-01-25 → 2012-05-10
  First Trust Advisors Lp
  Wheaton, IL
• 2007-10-26 → 2009-12-18
  Amg Distributors, Inc.
  Chicago, IL
  Stamford, CT
  Chicago, IL
• 2005-06-08 → 2007-10-09
  Van Kampen Advisors Inc
  Oakbrook Terrace, IL
• 2002-11-06 → 2004-05-11
  Nuveen Fund Advisors, Llc
  Chicago, IL

Other Businesses

NAME OF ENTITY:SWEDO PROPERTIES; No; 5 N WAHSH COND; CHICAGO; IL; 60602; RENTAL PROPERTY; OWNER; 9/1/2003; 1; 0; MAINTAIN PROPERTY AND COLLECT RENT|NAME OF ENTITY:JD POWER; No; 320 E BIG BEAVER RD #500; TROY; MI; 48083; CONSULTING SERVICES; ACCOUNT DIRECTOR/RELATIONSHIP MANAGER; 1/9/2017; 80; 80; RELATIONSHIP MANAGEMENT TEAM THAT SELLS SYNDICATED RESEARCH AND CONSULTING SERVICES.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1718 Appleby Rd; Inverness; IL; 60067; Fixed Insurance Sales; INDEPENDENT INSURANCE AGENT; 12/1/2019; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-05
• S63 Uniform Securities Agent State Law Examination
  2001-08-07

Other Names

• Jason S. Swedo
• Jason Scott Swedo
• Jason S Swedo