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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-01-15 |
| TX | RA | APPROVED | 2024-05-03 |
Branch Locations
Austin, TX • United States
301 Congress Avenue Suite 1400, Austin, TX 78701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 01/2001 | 05/2024 |
| Bank Of America,N.A. | Austin | TX | 09/2009 | 05/2024 |
| Morgan Stanley Smith Barney Llc | Austin | TX | 05/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2024 | Present |
OIL & GAS ROYALTIES / NON-INVESTMENT RELATED / AUSTIN, TX / INHERITED MINERAL RIGHTS / I AM ONE OF THE BENEFICIARIES / START 01-DECEMBER-2006 / 0 HOURS DEVOTED ANNUALLY / 0 DURING TRADING HOURS / LAND THAT MY GRANDPARENTS OWNED AND THEY GIFTED THE LAND, BUT RETAINED THE MINERAL RIGHTS AND MY MOTHER INHERITED A PORTION OF THE RIGHTS AND WHEN SHE PASSED, I INHERITED A PORTION OF THE RIGHTS AND A FEW YEARS AGO ENERGY COMPANIES STARTED DRILLING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-02 |
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