Kelli Frederick

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 08/2022
  Hancock Investment Services, Inc.
  Baton Rouge, LA
• 11/2003 → 11/2022
  Hancock Bank
  Baton Rouge, LA
• 08/2022 → 11/2022
  Cetera Investment Services Llc
  St Cloud, MN
• 04/2023 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 04/2023 → Present
  Cetera Advisors Llc
  Greenwood Village, IL
• 04/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2022 → 04/2023
  Unemployed
  Prairieville, LA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1.NAME OF OTHER BUSINESS: THE LOOKING GLASS PHOTO BOOTH LLC INVESTMENT RELATED: NO ADDRESS: 13283 OAKRIDGE DRIVE, PRAIRIEVILLE, LA 70769 NATURE OF BUSINESS: PHOTO BOOTH RENTAL POSITION/TITLE/RELATIONSHIP: OWNER START DATE: 04/2023 APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OPERATE/SET UP/TAKE DOWN PHOTO BOOTH;

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-07-24

Other Names

• Kelli Leigh Babin
• Kelli Babin Frederick