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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-12-05
IN RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • FL RA
    APPROVED
    Since 2019-12-05
  • IN RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

121 North Pete Ellis Drive Suite 101, Bloomington, IN 47408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Bloomington IN 11/2000 Present
Robert W. Baird & Co. Incorporated Bloomington IN 10/2019 Present
Previous Registrations
  • 2003-05-27 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Bloomington, IN
    Bloomington, IN
Other Businesses

1)08/02/2011-ACT AS A TRUSTEE ON PARENTS TRUSTS. ACTS ON ALL LIFE AFFAIRS, CONSIDTING OF MANAGING AND DISTRIBUTING ASSETS TO BROTHERS AND SISTERS; INVESTMENT RELATED-NO PHYSICAL ADDRESS-APPROXIMATELY 2 HOURS PER MONTH 2)01/2012 - SERVE AS BOARD MEMBER OF MORRIS INITIATIVE, A MEDICAL DEVICE MANUFACTURER THAT DOES ENTRY AND CLOSURE SURGERY DEVICES, 907 WEST 2ND STREET, BLOOMINGTON, IN, INVESTMENT-RELATED, TWO HOURS PER MONTH, ZERO HOURS DURING TRADING HOURS. 3)B. Venturas LLC REAL ESTATE, NON-INVEST RELATED, RENTAL PPTY FAMILY OWNED LLC, GENERAL MANAGER, 4 HRS/MONTH WITH 1 HR/MONTH DURING TRADING HRS, DUTIES INCLUDE MANAGING LLC. 4) GRANT 10 LLC, NON-INVEST RELATED, 621 S WALNUT BLOOMINGTON IN 47401, BUY RENTAL HOUSES AND BUILDINGS WITH OTHERS, MEMBER/PARTNER, 5/2015, .0001 HRS/MONTH WITH 0 HRS DURING TRADING HRS, DUTIES INCLUDE GET FINANCIALS TO TAX PREPARER AND K1 TO MEMBERS. 5) WILD COW HOLDING LLC, NOT INVESTMENT RELATED, 3756 E STERLING AVE, BLOOMINGTON IN 47401, THIS IS A SINGLE PERSON LLC AND I AM THE OWNER, 0 HRS/MO, I AM BUYING A HOUSE TO RENT TO A FRIEND WHO DOES MAINTENANCE WORK FOR ME AND MY WIFE'S MGMT CO., WILL MANAGE PROPERTY. 6) BRINK 1 LLC, NOT INVESTMENT RELATED, BLOOMINGTON, IN. THIS IS A PREVIOUS DISCLOSED ENTITIY THAT I AM CREATING, A NEW STAND ALONG OBA REPORT FOT IT. THIS WAS STARTED IN 1997 BEFORE MY EMPLOYMENT WITH HILLIARD LYONS. THE ENTITY OWNS 3 RENTAL HOUSES IN BLOOMINGTON THAT RENTS TO IU STUDENTS. THE PROPERTY IS MANAGED BY MY WIFE'S MGMT COMPANY THT I AM ALSO AN OWNER IN. I AM CONSIDERED GENERAL MANAGER. MY PARTNER IS A CHILDHOOD FRIEND THAT IS A CLIENT OF ANOTHER HL BROKER. 0 HRS.MO, DUTIES INCLUE TAXES AND K-1, BUT NO DAY TO DAY DUTIES. 7) ELIZABETH CHRISTINE CHARLES LLC, 3756 STERLING AVE, BLOOMIMGTON IN 47401, START DATE 07/01/2016, OWNS 4 RENTAL HOMES, 1 HR/MO, 1 HR/MO TRADING HOURS. 8) JOSEPH CHRISTINE LLC, 3756 E STERLIN AVENUE, BLOOMINGTON, IN 47401, START DATE 01/01/2003, INVESTOR/OWNER, OWNS RENTAL PROPERTY, REHAB HOUSES AND SOME NEW CONSTRUCTION, 1 HR/MO. 0 HRS/MO TRADING HOURS. 9)CHARLS LAYNE LLC, 50% OWNER, 3756 E STERLING AVENUE, BLOOMINGTON, IN 47401,START DATE 01/01/1997, OWNS RENTAL PROPERTY, REHAB HOUSES, AND NEW CONSTRUCTION. 1 HR/MO, 0 HRS/MO TRADING HOURS. 10) PARKER REAL ESTATE MGMT, START DATE 01/01/2007, 621 N WALNUT BLOOMINGTON, IN 47401, OWNER/PARTNER, MANAGES RENTAL PROPERTY, TREASURER, TAX PAPERS TO ACCOUNTANT, ANSWERS BUSINESS RELATED QUESTIONS, 1 HR/MO, 1 HR/MO TRADING HR. 11) ROOSEVELT 9 LLC, OWNER, ENTITY PLANS TO BUY RENTAL PROPERTY THAT WILL BE MANAGED BY CLAYBRIDGE PROP., 621 N WALNUT, BLOOMINGTON, IN 47401, START DATE 02/01/2017,WILL BE DOING TAX REPORTING, 1 HR/MO, 0 HRS/MO TRADING HOURS. 12) FIDUCIAY OF DECEASED MOTHERS ESTATE, START DATE 05/02/2017, HANDLING ITEMS OUTSIDE OF TRUST ACCOUNT FOR HER ESTATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-15
  • S66 Uniform Combined State Law Examination
    2001-03-15

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