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Heather Lee Lemon

Morgan Stanley

Colchester, VT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-22
VT RA APPROVED 2023-05-12
  • TX RA
    APPROVED_RES
    Since 2023-09-22
  • VT RA
    APPROVED
    Since 2023-05-12

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Burlington VT 04/2012 05/2023
Nbt Bank Burlington VT 01/2014 05/2023
Morgan Stanley Smith Barney Llc Burlington VT 05/2023 Present
Morgan Stanley Private Bank, N.A. New York NY 06/2023 Present
  • 04/2012 → 05/2023
    Lpl Financial Llc
    Burlington, VT
  • 01/2014 → 05/2023
    Nbt Bank
    Burlington, VT
  • 05/2023 → Present
    Morgan Stanley Smith Barney Llc
    Burlington, VT
  • 06/2023 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2012-04-09 → 2023-05-18
    Lpl Financial Llc
    Burlington, VT
  • 2009-06-24 → 2012-04-09
    Grove Point Investments, Llc
    South Burlington, VT
  • 2009-01-30 → 2010-04-15
    Carney Antell, Llc
    South Burlington, VT
  • 2005-05-06 → 2008-10-03
    Cetera Investment Services Llc
    Essex Center, VT
    Burlington, VT
  • 2003-12-02 → 2005-03-25
    Chittenden Securities, Llc.
    Burlington, VT
  • 2001-08-06 → 2003-05-22
    A. G. Edwards & Sons, Inc.
    Brattleboro, VT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-30
S63 Uniform Securities Agent State Law Examination 2001-04-12
  • S66 Uniform Combined State Law Examination
    2001-06-30
  • S63 Uniform Securities Agent State Law Examination
    2001-04-12
Other Names
  • Heather Lynn Fiske
  • Heather Lee Lemon
  • Heather Lee Fiske

View on SEC IAPD

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