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Joseph F Flowers

Wells Fargo Clearing Services, LLC

Hilton Head Island, SC

CRD 3270997

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-02-02
SC RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2015-02-02
  • SC RA
    APPROVED
    Since 2008-01-01

Branch Locations

400 Merchant St, Hilton Head Island, SC 29926 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hilton Head Island SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Hilton Head Island SC 11/2016 Present
Previous Registrations
  • 2001-03-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Hilton Head Island, SC
    Hilton Head Island, SC
    St. Louis, MO
Other Businesses

POWER OF ATTORNEY FOR SISTER; INV RELATED; HILTON HEAD, SC; POA; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; POA ON SISTER'S ACCOUNTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-06
S63 Uniform Securities Agent State Law Examination 1999-09-23
  • S66 Uniform Combined State Law Examination
    2001-03-06
  • S63 Uniform Securities Agent State Law Examination
    1999-09-23
Designations
  • Certified Financial Planner
Other Names
  • Joseph Francis Flowers

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HILTON HEAD CAPITAL PARTNERS, LLC
TRUIST ADVISORY SERVICES, INC.

Nearby Investors

Ryan Jon Berry
Gregory F Viventi
MATTHEW RYAN KENNETT

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HILTON HEAD ISLAND, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HILTON HEAD, SC
HILTON HEAD CAPITAL PARTNERS, LLC · HILTON HEAD ISLAND, SC

More in Hilton Head Island, SC

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