Cory Thomas Shivers

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → 05/2018
  Sigma Financial Corporation
  Ann Arbor, MI
• 01/2006 → 05/2018
  Sigma Planning Corporation
  Ann Arbor, MI
• 05/2018 → 12/2022
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2018 → 12/2022
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/2022 → 12/2024
  Osaic Wealth, Inc.
  Marysville, MI
• 01/2024 → Present
  Cts Financial Inc.
  China, MI
• 06/2024 → Present
  Epique Realty
  China, MI
• 12/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/2024 → Present
  Cetera Advisors Llc
  St. Cloud, MN

Previous Registrations

• 2022-12-07 → 2024-12-11
  Osaic Wealth, Inc.
  East China, MI
  Marysville, MI
  Southfield, MI
  China, MI
• 2018-05-16 → 2022-12-14
  Cambridge Investment Research Advisors, Inc.
  Richmond, MI
  Marysville, MI
  Marysville, MI
• 2017-06-30 → 2018-05-11
  Spc
  Richmond, MI
  Ann Arbor, MI

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 08/1997 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: EPIQUE REALTY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REALTOR START DATE: 06/2024 POSITION/TITLE/RELATIONSHIP: REALTOR APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: HELP CLIENTS BUY OR SELL HOUSES; 3. NAME OF OTHER BUSINESS: CTS FINANCIAL INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES / RUN THE BUSINESS; 4. NAME OF OTHER BUSINESS: CTS REAL ESTATE LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWNER OF CTS REAL ESTATE LLC WHICH OWNS THE BUILDING THE OFFICE IS IN;

Exams

• S66 Uniform Combined State Law Examination
  2017-06-26
• S63 Uniform Securities Agent State Law Examination
  1998-11-09