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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-14 |
| NJ | RA | APPROVED | 2013-12-04 |
Branch Locations
750 S Orlando Ave Investment Solutions Group, Winter Park, FL 32789 • United States
525 Washington Blvd Investment Solutions Group, Jersey City, NJ 07310 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Incorporated | Jersey City | NJ | 07/2013 | Present |
THREE J'S CUBED INC., 2 CHAMONIX DR. VERNON, NJ 07462 - START DATE 3/04 - 5 HRS. MONTHLY - 0 HOURS DURING TRADING HOURS. RENTAL INCOME - PRESIDENT - PART OWNER OF RESORT SUITE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-12-03 |
| S65 | Uniform Investment Adviser Law Examination | 2013-10-03 |
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