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Chris Vandusen

Rbc Capital Markets, LLC

Philadelphia, PA

Moorestown, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-02-21
PA RA APPROVED 2019-02-15
TX RA APPROVED 2019-02-15
  • NJ RA
    APPROVED
    Since 2019-02-21
  • PA RA
    APPROVED
    Since 2019-02-15
  • TX RA
    APPROVED
    Since 2019-02-15

Branch Locations

130 N. 18Th Street One Logan Square, 17Th Floor, Philadelphia, PA 19103-6933 • United States

Moorestown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Philadelphia PA 06/2009 02/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2019
Rbc Capital Markets, Llc. Philadelphia PA 02/2019 Present
City National Bank Philadelphia PA 10/2019 Present
  • 06/2009 → 02/2019
    Morgan Stanley Smith Barney
    Philadelphia, PA
  • 01/2015 → 02/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2019 → Present
    Rbc Capital Markets, Llc.
    Philadelphia, PA
  • 10/2019 → Present
    City National Bank
    Philadelphia, PA
Previous Registrations
  • 2009-06-01 → 2019-02-19
    Morgan Stanley
    Philadelphia, PA
    Moorestown, NJ
  • 2008-09-08 → 2009-06-01
    Citigroup Global Markets Inc.
    Philadelphia, PA
  • 2008-06-10 → 2008-09-09
    Morgan Stanley & Co. Llc
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-06
  • S66 Uniform Combined State Law Examination
    2002-06-06
Other Names
  • Christopher R. Van Dusen
  • Christopher R Vandusen

View on SEC IAPD

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Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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