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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-24 |
Branch Locations
58 South Service Road Suite 305, Melville, NY 11747 • United States
Huntington Station, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisors Asset Management, Inc | Monument | CO | 01/2015 | 11/2016 |
| E*Trade Securities Llc | Garden City | NY | 12/2016 | 08/2023 |
| E*Trade Capital Management Llc | Garden City | NY | 12/2016 | 08/2023 |
| Morgan Stanley | Garden City | NY | 03/2023 | 08/2023 |
| Harrisdirect Llc | Garden City | NY | 12/2016 | 08/2023 |
| Tiaa | Melville | NY | 08/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Melville | NY | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-13 |
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