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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-09 |
| CA | RA | APPROVED | 2015-07-08 |
Branch Locations
3562 Round Barn Circle 1St Floor, Santa Rosa, CA 95403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Santa Rosa | CA | 07/2015 | Present |
*704455 - Tik Tok US; Investment related - No; Culver City, California; Retail/Online Stores; Sales/Marketing (proprietor, partner, officer, director, employee, trustee, agent); 07/2026; During business hours: 0; After business hours: 20; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-28 |
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