Michael James Mcwhinnie

Employer firm

Legacy Financial Advisors, Inc. CRD 158675

$1.52B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 07/2018
  Fidelity Brokerage Services, Llc
  Cincinnati, OH
• 07/2018 → Present
  Legacy Financial Advisors
  Covington, KY
• 08/2018 → Present
  Triad Advisors, Inc.
  Norcross, GA

Previous Registrations

• 2007-10-29 → 2018-07-12
  Strategic Advisers Llc
  Covington, KY
  Blue Ash, OH

Other Businesses

1)Triad Advisors, LLC; Investment Related; 5155 Peachtree Pkwy #3220 Norcross GA 30092; registered representative; 8/2018 2)Legacy Financial Advisors;investment related;117 E. Fourth St,Covington,KY 41018;RIA;financial advisor;7/30/2018;160 hrs/month;6.5 hrs during trading;financial planning,investments,and insurance

Exams

• S66 Uniform Combined State Law Examination
  2007-11-08
• S63 Uniform Securities Agent State Law Examination
  2001-03-28

Designations

• Certified Financial Planner