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117 East Fourth Street, Covington, KY 41011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Cincinnati | OH | 11/2000 | 07/2018 |
| Legacy Financial Advisors | Covington | KY | 07/2018 | Present |
| Triad Advisors, Inc. | Norcross | GA | 08/2018 | Present |
1)Triad Advisors, LLC; Investment Related; 5155 Peachtree Pkwy #3220 Norcross GA 30092; registered representative; 8/2018 2)Legacy Financial Advisors;investment related;117 E. Fourth St,Covington,KY 41018;RIA;financial advisor;7/30/2018;160 hrs/month;6.5 hrs during trading;financial planning,investments,and insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-28 |
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