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Mark Cronin Ettinger

LPl Financial LLC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-03-06
  • SC RA
    APPROVED
    Since 2026-03-06

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 05/2002 04/2018
Lpl Financial Llc Racine WI 06/2018 12/2024
Johnson Bank Racine WI 06/2018 12/2024
Cetera Investment Services Llc St Cloud MN 02/2025 02/2026
Cetera Investment Advisers Llc Monroe NC 02/2025 02/2026
First National Bank Of Pa Monroe NC 02/2025 02/2026
Lpl Financial Fort Mill SC 03/2026 Present
  • 05/2002 → 04/2018
    Invest Financial Corporation
    Tampa, FL
  • 06/2018 → 12/2024
    Lpl Financial Llc
    Racine, WI
  • 06/2018 → 12/2024
    Johnson Bank
    Racine, WI
  • 02/2025 → 02/2026
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2025 → 02/2026
    Cetera Investment Advisers Llc
    Monroe, NC
  • 02/2025 → 02/2026
    First National Bank Of Pa
    Monroe, NC
  • 03/2026 → Present
    Lpl Financial
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-15
  • S66 Uniform Combined State Law Examination
    2001-05-15

View on SEC IAPD

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EDWARD JONES
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PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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