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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-30 |
| MD | RA | APPROVED | 2021-06-09 |
Branch Locations
2934 O'DOnnell St., Baltimore, MD 21224 • United States
1115 Merritt Blvd., Baltimore, MD 21222 • United States
5236 N Point Blvd., Sparrows Point, MD 21219 • United States
39 Shipping Pl., Baltimore, MD 21222 • United States
170 Jennifer Road Suite 300, Annapolis, MD 21401 • United States
809 Eastern Blvd., Baltimore, MD 21221 • United States
8812 Waltham Woods Rd., Baltimore, MD 21234 • United States
Phoenix, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M And T Securities | Baltimore | MD | 07/2009 | Present |
| Lpl Financial Llc | Baltimore | MD | 06/2021 | Present |
1- 10/11/2024 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/15/2021 - 12 Hours Per Month/ 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-10 |
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