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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-30
MD RA APPROVED 2021-06-09
  • TX RA
    APPROVED_RES
    Since 2021-06-30
  • MD RA
    APPROVED
    Since 2021-06-09

Branch Locations

2934 O'DOnnell St., Baltimore, MD 21224 • United States

1115 Merritt Blvd., Baltimore, MD 21222 • United States

5236 N Point Blvd., Sparrows Point, MD 21219 • United States

39 Shipping Pl., Baltimore, MD 21222 • United States

170 Jennifer Road Suite 300, Annapolis, MD 21401 • United States

809 Eastern Blvd., Baltimore, MD 21221 • United States

8812 Waltham Woods Rd., Baltimore, MD 21234 • United States

Phoenix, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M And T Securities Baltimore MD 07/2009 Present
Lpl Financial Llc Baltimore MD 06/2021 Present
  • 07/2009 → Present
    M And T Securities
    Baltimore, MD
  • 06/2021 → Present
    Baltimore, MD
Previous Registrations
  • 2010-01-04 → 2021-06-09
    M&T Securities, Inc.
    Annapolis, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Glen Burnie, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Baltimore, MD
    Sparrows Point, MD
    Baltimore, MD
    Baltimore, MD
    Timonium, MD
    Annapolis, MD
    Baltimore, MD
Other Businesses

1- 10/11/2024 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/15/2021 - 12 Hours Per Month/ 40 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-24
S63 Uniform Securities Agent State Law Examination 2001-05-10
  • S65 Uniform Investment Adviser Law Examination
    2009-12-24
  • S63 Uniform Securities Agent State Law Examination
    2001-05-10

View on SEC IAPD

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