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James Dimitriou

LPl Financial LLC

Paramus, NJ

Waldwick, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-09-29
  • NJ RA
    APPROVED
    Since 2011-09-29

Branch Locations

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

Waldwick, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Paramus NJ 09/2011 Present
  • 09/2011 → Present
    Lpl Financial
    Paramus, NJ
Previous Registrations
  • 2009-01-12 → 2011-09-26
    Raymond James Financial Services Advisors, Inc
    Rochelle Park, NJ
  • 2004-12-15 → 2009-01-12
    Raymond James Financial Services, Inc.
    Rochelle Park, NJ
    Rochelle Park, NJ
  • 2002-05-28 → 2004-12-14
    Morgan Stanley Dw Inc.
    Ridgewood, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-15
  • S66 Uniform Combined State Law Examination
    2001-03-15

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ

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