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Gregory Jay Livingston

Livingston & Associates, Ltd.

Wildwood, MO

Edwardsville, IL

CRD 4334110

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Employer firm

Livingston & Associates, Ltd. CRD 122011

$19.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Livingston & Associates, Ltd.

Wildwood, MO • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2004-11-09
  • MO RA
    APPROVED
    Since 2004-11-09

Branch Locations

Wildwood, MO • United States

Edwardsville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Livingston & Associates Ltd. Edwardsville IL 06/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-26
S63 Uniform Securities Agent State Law Examination 2001-03-15
  • S65 Uniform Investment Adviser Law Examination
    2001-07-26
  • S63 Uniform Securities Agent State Law Examination
    2001-03-15

View on SEC IAPD

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